Solutions · Capital markets
Suitability and screening on the same file.
Brokerages, investment firms, and asset managers onboard individuals, corporates, and funds. VerifiX resolves each structure, screens every controlling person, and keeps the evidence on one client record.
Who this is for
- Brokerages and trading platforms
- Asset and fund managers
- Investment advisory firms
- Family offices
- Fund administrators
What you must evidence
Obligations, mapped to checks
Each obligation below corresponds to a check that runs inside the journey and leaves a retained artefact behind.
Investor identification
Individual and joint account onboarding with document and biometric verification. Obligation reference: the Capital Market Authority client onboarding rules.
Fund and corporate structures
Funds, SPVs, trusts, and holding structures unwrapped to controlling persons with each layer evidenced.
Classification evidence
Retail, professional, and institutional classification captured as structured, reviewable evidence — your own classification policy, configured as rules.
Screening
Sanctions, PEP, and adverse-media screening for investors, directors, and controlling persons.
Source of funds
Document requests, versioning, and reviewer sign-off tracked inside the case rather than over email.
Ongoing review
Rescreening and periodic review by risk band, with structure-change alerts on corporate clients.
The preset journey
How an engagement runs
Preset for this segment, then adjusted to your own risk appetite — not built from scratch.
- 1
Classify
Client type and classification captured up front so the right journey and thresholds apply.
- 2
Verify
Individuals verified biometrically; entities resolved through the registry and ownership graph.
- 3
Screen and score
Every controlling person screened, with one composite client risk score.
- 4
Maintain
Periodic review, rescreening, and structure monitoring keep the file current.
At a glance
What changes for your team
- Structures supported
- corporates, funds, SPVs, trusts, family offices
- Controlling-person screening
- every officer and UBO, in one case
- Classification
- Configured from your own client classification policy
- Review cadence
- risk-band driven, automated
- One vendor relationship instead of four
- One audit trail across onboarding and monitoring
- Compliance edits rules without an engineering ticket
- Engineers integrate once, against one API
- Evidence exportable per customer on request
- UAE in-country data residency by default
Questions
Frequently asked
Can we onboard offshore funds?
How do you handle joint accounts?
Do you cover distribution partners?
See VerifiX on your own onboarding flow
A 30-minute walkthrough with a compliance engineer, or a sandbox key in your inbox today.